The sanctions forced Mr. Abramovich to sell the Chelsea Football Club, the famed London soccer team.
Authorities also froze more than $13 billion in assets held by financial institutions in Britain, the Cayman Islands, the Isle of Jersey and the British Virgin Islands.
In June last year, the United States seized two jets believed to be owned by Mr. Abramovich.
complaint covers activity beginning in 2012 when, the regulator said, the firm and Mr. Matlin, now 59, should have registered as investment advisers.
The regulator said that over the next decade, the firm and Mr. Matlin had taken in $85 million in compensation.
Persons:
Abramovich, Matlin, Concord, Gurbir, Grewal, ’, ” Jon Hammond, Michael Matlin
Organizations:
Chelsea Football Club, London, Authorities, British Virgin Islands, Concord, Concord Management
Locations:
Britain, Cayman Islands, Isle of Jersey, British Virgin, United States, Concord, British Virgin Islands, Jersey